Jonathan Reyes, the Chief Compliance Officer of StartEngine Crowdfunding, Inc. (OTC:STGC), recently executed a series of stock transactions, according to a filing with the Securities and Exchange ...

COMPLY, the premier regulatory compliance software and solutions provider for global financial services firms, today ...

Proactive compliance isn’t just a buzzword; it’s a business imperative. Alan Carlisle, chief compliance officer at Marqeta, ...

InvestiNet, a full-service collections network and innovation leader in the accounts receivable industry, has announced the ...

Two Liverpool- and Manchester-based funders have provided a £10m investment for the management buyout of Leeds-based ...

Compliance and trade surveillance is a focus area for Trading Technologies, a SaaS provider to the global capital markets ...

A regulated compliance services provider that works with the likes of Google, Aston Martin and JD Sports has completed a management buyout (MBO) supported by a £10m funding package ...

Spirits Capital Corporation, a fintech company that seamlessly integrates technology with the global production, management, and transactional needs of the barrel-aged spirits market and the creator ...

She most recently served as Vice President and Chief Compliance Officer at Intel Corporation (NASDAQ: INTC) (“Intel”), where she led the organization’s global ethics and compliance function ...

In his previous position as Chief Investment Officer, he played a key role in ... His promotion underscores the critical importance of compliance in the company's next phase of growth.

Matt Miner developed deep expertise in white-collar crime as a partner at Morgan, Lewis & Bockius and White & Case and as a ...

Becker's has compiled a list of 10 leaders charged with upholding the security infrastructure for their health systems.